Elegant Training Center LMS | SCA CISI UAE Financial Rules & Regulations

Course / Course Details

SCA CISI UAE Financial Rules & Regulations

SCA CISI UAE Financial Rules & Regulations

By - Aditya Sahoo
25 Hours
(0)

Course Requirements

No prior experience is required
Basic understanding of the financial services industry is beneficial
Suitable for banking, finance, compliance, and investment professionals
Suitable for individuals preparing for SCA licensing requirements in the UAE
Access to a computer or mobile device with an internet connection for online learning

Course Description

The UAE Financial Rules and Regulations course is designed to provide learners with a comprehensive understanding of the UAE financial services regulatory environment. The course covers the structure of the UAE financial system, key regulatory authorities, professional conduct requirements, anti-money laundering regulations, financial crime prevention, and the responsibilities of individuals working within the financial services sector.

This course is ideal for professionals seeking to meet regulatory requirements, enhance their knowledge of the UAE financial market, and prepare for the CISI UAE Financial Rules and Regulations examination.

Course Outcomes

Upon successful completion of this course, learners will be able to:

Understand the structure of the UAE financial services industry and regulatory framework
Identify the roles and responsibilities of key UAE regulatory authorities
Understand the principles of professional ethics and conduct in financial services
Recognize the importance of compliance and regulatory obligations
Understand anti-money laundering (AML) requirements and financial crime prevention measures
Apply regulatory knowledge in real-world financial services environments
Prepare confidently for the CISI UAE Financial Rules and Regulations examination
Enhance career opportunities within banking, investment, insurance, and financial services sectors

Course Curriculum

11 chapters
52 lectures
0 quizzes
25 Hours total length

Toggle all chapters

1 Elegant PDF: Chapter-1: The Regulatory Infrastructure

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2 Chapter-1: TRAINER'S SLIDES

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3 April-2026 Batch: Chapter-1: Video-1

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4 April-2026 Batch: Chapter-1: Video-2

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5 End of Chapter 1 Questions

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6 Chapter-1 PDF: MOCK QUESTIONS

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7 CHAPTER 1-MOCK 1/3

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8 CHAPTER 1-MOCK 2/3

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9 CHAPTER 1-MOCK 3/3

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1 Elegant PDF: Chapter-2: Licensed Bodies

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2 Chapter-2: TRAINER'S SLIDES

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3 April-2026 Batch: Chapter-2: Video-1

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4 End of Chapter 2 Questions

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5 Chapter-2 PDF: MOCK QUESTIONS

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6 CHAPTER 2-MOCK 1/1

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1 Elegant PDF: Chapter-3: Investment Funds

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2 Chapter-3: TRAINER'S SLIDES

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3 April-2026 Batch: Chapter-3: Video-1

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4 April-2026 Batch: Chapter-3: Video-2

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5 Chapter-3 PDF: MOCK QUESTIONS

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6 CHAPTER 3-MOCK 1/1

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1 Elegant PDF: Chapter-4: Markets

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2 Chapter-4: TRAINER'S SLIDES

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3 April-2026 Batch: Chapter-4: Video-1

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4 April-2026 Batch: Chapter-4: Video-2

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5 Chapter-4 PDF: MOCK QUESTIONS

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6 CHAPTER 4-MOCK 1/2

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7 CHAPTER 4-MOCK 2/2

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1 Elegant PDF: Chapter-5: Anti-Money Laundering and CFT

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2 Chapter-5: TRAINER'S SLIDES

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3 Chapter-5 PDF: MOCK QUESTIONS

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1 Elegant PDF: Chapter-6: Client Protection

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2 Chapter-6: TRAINER'S SLIDES

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3 Chapter-6 PDF: MOCK QUESTIONS

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1 Elegant PDF: Chapter-7: Trading

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2 Chapter-7: TRAINER'S SLIDES

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3 Chapter-7 PDF: MOCK QUESTIONS

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1 Elegant PDF: Chapter-8: Dubai Financial Market (DFM)

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2 Chapter-8: TRAINER'S SLIDES

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3 Chapter-8 PDF: MOCK QUESTIONS

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1 Elegant PDF: GLOSSARY

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2 Elegant PDF: SUMMARY NOTES-CHAPTERWISE

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3 Elegant PDF: SUMMARY NOTES-CONSOLIDATED

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4 Elegant PDF: SUMMARY-ALL NUMBERS AND TIMELINES

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1 Mixed Mock 1/5

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2 Mixed Mock 2/5

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3 Mixed Mock 3/5

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4 Mixed Mock 4/5

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5 Mixed Mock 5/5

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1 PDF: UAE FIN RULES - TIMESLINES-AMOUNT-%

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2 NUMERICAL QUESTIONS MOCKS - MOCK 1-PERIODS

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3 NUMERICAL QUESTIONS MOCKS: MOCK 1-AMOUNT AND %

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Instructor

Aditya Sahoo

Commercially sound seasoned Finance Professional with 20 Years of extensive experience in UAE across Manufacturing , Engineering, Healthcare, Pharmaceuticals, FMCG, Trading and Retail & Distribution Industries.I serve as Finance Business Partner with the senior management leading and directing the business. I believe in profit & balance sheet planning. My Skills and Expertise include: Experienced in Revenue and Margin management, Business Performance Evaluation, Strategy and Planning, P&L and B/S management, Financial & Management Reporting, Budget & Business plans, Audit, Consolidation, Banking & fund raising, Working capital and cash management, Cap-ex & Op-ex, Job and process costing, Liquidity management, Financial modelling, System & process Improvement, Policies & Procedures, Corporate strategies, Debt restructuring, Change management, Project management, People Management, Change management, Negotiation, Stake holder management, SAP implementation, VAT, IFRS & SOX. Possess strong analytical, problem solving and decision-making skills along with a passion for work and ability to build productive partnerships.

5 Rating